Compliance Officer

Compliance Officer
  • £1 - £99,999 per Day
    DAY
  • Contract
  • London, England, UK London London GBR SW1E 5NN
Job Ref: 50217112
Sector: Cybersecurity
Date Added: 07 October 2021

Compliance Officer

Reports to Head of Compliance and Risk

Job description (critical purpose)

You will be accountable for ensuring the organisations Financial Services is compliant with all regulatory and legal requirements for all financial services (FS) products . You will be the accountable compliance SME supporting your product lines and monitoring of the FS regulatory compliance policies, procedures and effective controls in place across head office, at providers and retail.

Primary Outcomes & Accountabilities

  • Manage relationships with providers compliance functions
  • Develop compliance monitoring/reporting and controls environment
  • Stakeholder Management

Required Experience:

  • CISI Compliance Diploma
  • ICA Diploma in Governance, Risk and Compliance / Anti money Laundering and customer due diligence / Financial prevention of Crime
  • Significant and demonstrable experience in stakeholder management, written and verbal communication, Reporting and analytics. Risk Management and organisation skills
  • Knowledge and awareness of UK Financial Services regulatory framework and understanding of FCA Conduct requirements (CONC and ICOB)
  • Money Laundering under money service business with HMRC
  • Ideally experience in FS regulatory compliance, monitoring and audit.

We are an equal opportunities employer and welcome applications from all suitably qualified persons regardless of their race, sex, disability, religion/belief, sexual orientation, gender reassignment, marriage and civil partnerships, pregnancy or maternity or age

Lorien
06/11/2021 13:09:58
GBP 1 99999 Day
Contact Consultant:
Emma Stewart

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