EMIR & SFTR Regulatory Reporting Oversight Specialist
EMIR & SFTR Regulatory Reporting Oversight Specialist
Contract: 6-Month Initial Contract
Location: Hybrid / UK
Day Rate: Competitive
The Role
We are seeking an experienced EMIR & SFTR Regulatory Reporting Oversight Specialist to join a leading financial services organisation on an initial 6-month contract. This role will provide subject matter expertise to strengthen the firm's Compliance oversight framework across EMIR and SFTR regulatory reporting, with a particular focus on delegated reporting arrangements, reporting quality, governance, controls, regulatory change, and remediation activities.
This is an excellent opportunity for a regulatory reporting professional who can combine deep technical knowledge with strong stakeholder management skills to drive improvements across reporting governance, controls, assurance, and oversight.
Key Responsibilities
- Review and enhance the EMIR and SFTR delegated reporting oversight framework.
- Strengthen governance, controls, monitoring, assurance activities and management information.
- Provide effective challenge to third-party reporting providers and delegated reporting arrangements.
- Assess reporting quality through reconciliations, exception management, pairing and matching analysis, completeness checks, and remediation oversight.
- Investigate reporting breaches and control weaknesses, perform root cause analysis, and drive corrective actions through to resolution.
- Support regulatory change initiatives, operating model improvements, and control enhancement programmes.
- Utilise trade repository data to perform reconciliations, identify issues, and improve reporting accuracy.
- Develop and document sustainable oversight processes and controls.
- Deliver knowledge transfer and best practices to permanent teams.
- Identify opportunities to improve efficiency through automation, reporting enhancements, and management information improvements.
Required Experience
- Deep knowledge of EMIR and SFTR regulatory reporting requirements, including delegated reporting models and oversight obligations.
- Proven experience within Compliance, Regulatory Reporting Oversight, Risk, Assurance, or Control functions.
- Strong understanding of OTC and exchange-traded derivatives and associated reporting obligations across the full trade lifecycle.
- Experience overseeing delegated reporting arrangements and challenging third-party reporting providers.
- Knowledge of securities financing transactions and associated reporting requirements.
- Experience analysing trade repository data to support oversight, reconciliations, and exception management.
- Strong understanding of reporting quality metrics, including completeness, accuracy, timeliness, pairing and matching.
- Practical knowledge of collateral and valuation reporting requirements.
- Experience identifying reporting breaches, conducting root cause analysis, and managing remediation programmes.
- Experience delivering regulatory change, process improvement, and control enhancement initiatives.
- Familiarity with industry platforms and tools such as DTCC GTR, UnaVista, Kaizen, Novatus, or similar.
- Excellent stakeholder management and communication skills.
Desirable Experience
- Hands-on exposure to day-to-day EMIR and/or SFTR regulatory reporting operations.
- Experience with Microsoft Copilot, Power BI, Power Automate, or similar automation and AI tools.
- Development of reporting dashboards, management information, and oversight frameworks.
- Exposure to Best Execution, Trade Surveillance, Market Surveillance, or Fair Allocation monitoring activities.
Guidant, Carbon60, Lorien & SRG - The Vertage Group Portfolio are acting as an Employment Business in relation to this vacancy.
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