Internal Controls/Sox Assistant Manager - new job in City of London, UK

Internal Controls/Sox Assistant Manager
  • £50,000 - £60,000 per Annum
  • Permanent
  • City of London, London, England, UK City of London London GBR E14 5GL
Job Ref: 87962
Sector: Consulting & advisory
Date Added: 20 July 2022

KPMG's Internal Audit, Risk and Compliance Services (IARCS) practice within Corporates is an area of the firm which continues to post tremendous growth, as evidenced by recent significant wins. It provides services relating to internal audit, internal control, corporate governance, risk management, SOx and related assurance and advisory projects. Our services to clients deliver added value through the use of modern control assessment, risk management and audit techniques focusing on strategic and operational risks, as well as financial management and reporting controls. We also work closely with other consulting teams through our Connected Consulting business of Risk and Regulatory Driven Transformation and our colleagues in Technology Risk and Cyber Risk to help ensure our clients receive the best possible advice and assurance. Within IARCS, we have an opportunity for an Assistant Manager based in the corporates team in London.

Roles & Responsibilities

* Performing Internal Controls Framework Audits, Internal Controls over Financial Reporting (ICOFR) assessments, Internal Audits: Conducting Tests of Design and Test of Operating Effectiveness of controls.* Reviewing and developing client's custom Risk & Control Matrices to ensure alignment of test procedures and control language to enhance efficiencies in remote execution of test procedures.* Expected to support client service delivery by consistently meeting quality guidelines within the established turnaround times (or allotted budget) for assigned requests.* Direct client interaction, wherever required.* Drafting Process Documentation/Flowcharts and creating SOP's* Guiding/ coaching Executives on Test of Operating Effectiveness* Engage to continuous knowledge development regarding financial services sector's rules, regulations, best practices, tools, techniques;* Supporting the KGS Engagement Assistant Manager/ Manager with project management responsibilities, in terms to tracking status, quality and time.

Essential Skills

The candidate must have 3 to 5 years of relevant experience in a similar role, particularly in in internal audit, internal controls, risk management or governance in relevant sector.


  • A minimum of three years of related experience in internal or external audit, internal controls, risk assessment/management, regulatory compliance or governance.
  • Strong leadership and communication skills, technical knowledge, and the ability to write at a publication quality level in order to communicate findings and recommendations to the client's senior management team
  • Project or team lead experience, specifically within a consulting firm is preferred

Technical Skills

  • Experience in evaluating Design and Operating Effectiveness under Internal Controls Framework, ICFR assessment, and Internal Audit experience in the relevant sector.
  • Prior experience in Consulting is required.
  • Prior experience with a Big 4 is desirable.

Lorien Internal is acting as an Employment Agency in relation to this vacancy.

19/08/2022 15:36:10
GBP 50000 60000 Annum
Contact Consultant:
Sam Shabir

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