Senior Compliance Analyst - 6 Month FTC

Senior Compliance Analyst - 6 Month FTC
  • £30,000 per Annum
  • Contract
  • Watford, Hertfordshire, England, UK Watford Hertfordshire GBR WD17 1DE
Job Ref: 123345
Sectors: Business change & transformation Cybersecurity Consulting & advisory
Date Added: 14 July 2021

Job description

We are looking for a Senior Compliance analyst to work within one of the Big 4 Accounting Firms in the UK.The RoleThe main responsibilities of the role is clearance of all potential investments for the UK partnership and partner equivalents with a focus on quality and timelines. This will involve data gathering, collation, checking and reviewing the outputs related to the personal compliance audits for the Direct Entry Partners and for appropriate escalation of issues.The individual will be expected to monitor and maintain accurate data in relation to the former partner and director process including monitoring conflict of interest messaging and researching and instructing the appropriate action for individuals as a result of the weekly process.Key ResponsibilitiesThe key responsibilities are as follows: Conducting pre clearance checks as per process, and assuming responsibility as a 1st reviewer in the pre-clearance process at an early stage. Assisting with personal compliance audits in accordance with the agreed timescales for Direct Entry Partners; Reviewing the provided information and documents; Maintenance and thrice weekly conflict of interest messaging, investigation, instructing individual action requirements and following up to completion of action. Conducting all processes undertaken by the team Reviewing the provided information and documents; liaising with Partners in respect to their investments; accurately recording information within relevant systems. Assisting other E&I team members with wider compliance programmes, e.g. clearance of the firm's annual E&I confirmation exceptions in your area.The PersonSkills, Qualifications and Behaviours* The ability to work autonomously and take responsibility for own work.* Strong project management skills to enable identification of required tasks and deadlines and planning and prioritisation of these tasks in an appropriate manner.* Strong team-player who is both supportive and willing to help out.* Client-focused approach with a passion for delivering excellence.* Excellent written and oral communication skills, ability to communicate with people at all levels and build relationships.* The ability to interpret information and identify issues.* The ability to work well under pressure.* Extremely high level of attention to detail is essential.* The ability to handle sensitive/confidential information appropriately.* The confidence to challenge the status-quo and provide ideas.* Strong knowledge of Microsoft Office applications.* Prior working experience in a professional services firm and understanding of investment products are a plus.

We are an equal opportunities employer and welcome applications from all suitably qualified persons regardless of their race, sex, disability, religion/belief, sexual orientation, gender reassignment, marriage and civil partnerships, pregnancy or maternity or age

13/08/2021 15:00:11
GBP 30000 Annum
Contact Consultant:
Funmi Somoye

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